28 June 2017

'As it was told of old' -- Two observations on FR 1.xi.191

'Beren and Luthien in the Court of Thingol and Melian.' copyright 2017 Donato Giancola


'I will tell you the tale of Tinúviel,' said Strider, 'in brief – for it is a long tale of which the end is not known; and there are none now, except Elrond, that remember it aright as it was told of old. It is a fair tale, though it is sad, as are all the tales of Middle-earth, and yet it may lift up your hearts.'
(FR 1.xi.191)

Aragorn's words here indicate that the Tale of Beren and Lúthien was not remembered and told 'aright' in places other than Rivendell. Given the multiple, unfinished or abbreviated versions of the Tale Tolkien wrote, he may well be poking fun at himself here.

To say that the end of the Tale is 'not known' is not the same as to say that the lay is unfinished. Indeed the hobbits later hear it sung 'in full' at Rivendell (FR 2.iii.277). What Strider says here, at Weathertop, shows that he fully understands what Sam grasps only later on, that they're 'in the same tale still.  It's going on', because the 'great tales never end' (TT 4.viii.712). 


23 June 2017

Sand of Pearls in Elvenland, or, Boethius on the Shore

Being a lifelong lover of the Sea and the shore, I have always found Tolkien's evocation of the home of the Teleri beyond the Sea appealing. So the moment in The Silmarillion in which Finrod conjures this place in song, only to have it turned against him by Sauron in his song has always been for me, not surprisingly, one of great enchantment and dismay:

Backwards and forwards swayed their song.
Reeling and foundering, as ever more strong
The chanting swelled, Felagund fought,
And all the magic and might he brought
Of Elvenesse into his words.
Softly in the gloom they heard the birds
Singing afar in Nargothrond,
The sighing of the Sea beyond,
Beyond the western world, on sand,
On sand of pearls in Elvenland.
     Then the gloom gathered; darkness growing
In Valinor, the red blood flowing
Beside the Sea, where the Noldor slew
The Foamriders, and stealing drew
Their white ships with their white sails
From lamplit havens. The wind wails,
The wolf howls. The ravens flee.
The ice mutters in the mouths of the Sea.
The captives sad in Angband mourn.
Thunder rumbles, the fires burn --
And Finrod fell before the throne. 
                                                                 (Silm. 171)

In these lines the most striking have always been the turning point: 
The sighing of the Sea beyond,
Beyond the western world, on sand,
On sand of pearls on Elvenland. 
Then the gloom gathered; darkness growing
In Valinor, the red blood flowing
Beside the Sea...
The sound of the water sighing as it slides up the beach is one well known and well loved by me. And there's always this instant, this caesura if you will, when the water pauses ever so briefly as it reaches its highest point before slipping away down the slope.  The words 'on sand, / On sand of pearls in Elvenland' mark that instant of nature and peripety, both for the Sea as Finrod conjures it and for Finrod in his battle against Sauron. The cunning of Sauron turns the memory of Finrod against itself by recalling the Kinslaying.

It is a sweeping moment and the image of 'sand of pearls' is vivid and powerful not only in itself, but more importantly in its contrast to the gloom and 'red blood flowing' which is the next wave, as it were. The very images that Finrod conjures to combat the darkness themselves end in darkness. They do so now because they did so then. Paradoxically, Sauron is here the Undeceiver. He will not allow Finrod to see the pearls shining on the jeweled strand, but forget the blood which stains them. That it was the quest to regain other jewels that led to their staining only increases the irony, and the force of what may be an implicit lesson.

For in one of the poems in The Consolation of Philosophy Lady Philosophy bids all those taken prisoner by the desire to possess (libido) to come to her (Book 3, poem 10):

huc omnes pariter venite capti,
quos fallax ligat improbis catenis,
terrenas habitans libido mentes:
haec erit vobis requies laborum
05    hic portus placida manens quiete
hoc patens unum miseris asylum.
non quicquid Tagus aureis harenis
donat aut Hermus rutilante ripa
aut Indus calido propinquus orbi
10    candidis miscens virides lapillos*
inlustrent aciem magisque caecos
in suas condunt animos tenebras.
hoc, quicquid placet excitatque mentes,
infimis tellus aluit cavernis;
15    splendor quo regitur vigetque caelum**
vitat obscuras animae ruinas;
hanc quisqe poterit notare lucem
candidos Phoebi radios negabit.

Which I render:

Come here all you prisoners,
Whom deceitful lust, which dwells in earthbound minds,
Binds in chains of wickedness.
Here you will find rest from labors,
05   Here a haven waiting in gentle peace,
Here a single refuge open to all the wretched.
No gift which the Tagus bestows with its sands of gold,
Or the Hermus with its red-gold banks,
Or the Indus which, at the edge of the Torrid Zone,***
10  Mixes emeralds with shining white pearls --
None of these gifts could illuminate your vision rather than
fixing your blind minds in a darkness of their own.
Whatever pleases and stirs our minds,
This the earth nurtures in its deepest caverns;
15  But the splendor by which the heavens** are ruled and flourish
Shuns the dark ruins of our minds;
Whoever takes note of this light,
Will deny that Phoebus' rays shine bright. 

It is with the image of just such a haven (portus) or refuge (asylum) that Finrod, the exile and prisoner, seeks to combat the darkness in which he finds himself. But he is as deceived as those whom the brightness of jewels deludes. Their splendor does not illuminate the mind but darkens it, because they themselves come from the lowest deeps of the earth (line 14: infimis tellus aluit cavernis). Even the pearls found on the banks of the Indus at the far side of the world lead only to darkness, as Finrod, mutatis mutandis, finds to his cost. In the context of Finrod's tragic failure it is surely worth pointing out that of all the princes of the Noldor in exile he was the one who 'had brought more treasures out of Tirion' (Silm. 114). Wise and noble, kind and generous he may have been, but also not without fault.

The sand, the pearls, the water, the farthest shores of the inhabited world, the false promise of shiny things that offer neither refuge nor enlightenment, all find themselves transformed in Tolkien's hands from philosophy into the setting for tragedy. Through Fëanor's greedy love of the Silmarils and Morgoth's lust to possess them solely (Silm. 67, 69) -- or libido as Lady Philosophy would call it -- moral and physical darkness come first to Valinor, and then to Middle-earth.  Conversely, it is also not until Beren and Lúthien seek a silmaril out of love, not in order to possess it, but only to give it away, that it begins to become something whose splendor will bring hope to the world and illuminate, however briefly, even the oath-blind minds of the sons of Fëanor (Silm. 250).  And this, too, fits, because in an earlier poem, Lady Philosophy had pointed out that love (amor) binds (ligat) the world together properly (Book 2, poem 8.1-15), and that without love the very mechanism by which the world is moved would be destroyed (16-21). Moreover, she concludes (28-30) in words that line 15 of Book 3, poem 10 echoes:

O felix hominum genus,
Si vestros animos amor,
Quo caelum** regitur, regat. 
O fortunate human race,
If the love, by which the heavens** are ruled,
Also ruled your minds!
It is nothing new of course to note that Tolkien knew his Boethius, but he also seems to have drawn on him for one of his most vivid and exotic images in such away that it allowed him to give dramatic life to the ideas expressed by Lady Philosophy in her dialogue with Boethius.
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*  This line appears to be an allusion to Horace Serm. 1.2.80, where he refers to a woman 'inter niveos viridesque lapillos', that is, ‘amid her pearls and emeralds’. 'Niveos' -- 'white as snow' -- emphasizes the shining brightness of the color, just as 'candidis' does in Boethius. Roman politicians would wear a specially whitened toga, the toga candidata, to make themselves more visible. 

Given Tolkien's extensive reading in Classics, it is quite possible, even likely, that he will have read this satire of Horace, and so recognized Boethius' allusion.

** 'Caelum' is singular in Latin, but I have translated it as plural to avoid the suggestion that Boethius is talking about Heaven.

*** The Torrid Zone was the area nearest the equator which was commonly thought too hot to sustain life.



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My Bentley's Horace



16 June 2017

'Our king, we call him' -- The Identity of the Speaker at RK App. A 1043-44




In the section of Appendix A called The North Kingdom and the Dúnedain an anonymous speaker tells something of the return of King Elessar to the North:

There were fourteen Chieftains, before the fifteenth and last was born, Aragorn II, who became again King of both Gondor and Arnor. 'Our King, we call him; and when he comes north to his house in Annúminas restored and stays for a while by Lake Evendim, then everyone in the Shire is glad. But he does not enter this land and binds himself by the law that he has made, that none of the Big People shall pass its borders. But he rides often with many fair people to the Great Bridge, and there he welcomes his friends, and any others who wish to see him; and some ride away with him and stay in his house as long as they have a mind. Thain Peregrin has been there many times; and so has Master Samwise the Mayor. His daughter Elanor the Fair is one of the maids of Queen Evenstar.' 

(RK App A 1043-44)
Let's look at the facts of this quote and see if we can make an educated guess about the identity of the speaker here.

  • 'Our King, we call him' establishes the speaker as a hobbit, likely addressing an audience from outside the Shire.
  • 'Our King, we call him' is also quite informal in tone, suggesting that the speaker is addressing someone he or she knows.
  • The need to identify Sam as the Mayor, and Peregrin as the Thain, also indicates an external audience. Hobbits would know these facts.
  • The reference to the Brandywine Bridge as the Great Bridge also points to an external audience, since the evidence from within the Tale indicates that amongst themselves the hobbits tended to call it the Brandywine Bridge, or just the Bridge (FR Pr. 5; 1.i.24; iii.71; iv.88; v.99 twice, 100, 107 twice, 108; viii.137; ix.150; RK 6.vii.996; viii.998 twice, 999, 1000, 1001, 1003; App A 1044; App B 1,096, 1097).
  • 'Thain Peregrin has been there many times' dates this comment after S.R. 1434 (FA 13), when Pippin became the Thain, perhaps much later (thus, 'many times').
  • Since Elanor became a maid of the Queen in S.R. 1436 (FA 15), we can bring forward the terminus post quem to that year.
  • 'So has Master Samwise' shows that Sam has not yet crossed the Sea, as he did in S.R. 1482 (FA 61). This fixes the terminus ante quem.
  • The speaker speaks as one explaining to an outsider, pointing out that Sam is the Mayor, that Elanor is his daughter, and that Peregrin is the Thain.
  • Identifying Elanor as the Fair and as one of Arwen's maids seems a point of local pride, like 'Our King', but claims no kinship with her.
  • The speaker seems to be none of the hobbits mentioned in the statement. 
So who is the most likely candidate in the years S.R. 1436-1482 (FA 15-61) to be familiar with these matters and addressing a known audience outside the Shire in an informal tone? By far the most obvious choice would be Merry Brandybuck, who, as friend of the King -- and after S.R.  1432 (FA 11) himself the Master of Buckland -- must have been at the Brandywine Bridge to meet the King. Whom he is addressing is impossible to say, but we might guess, not unreasonably, that he was writing to Éowyn, to Éomer, or to them both, since they never forgot their friendship with him (RK App B. 1097 twice).

14 June 2017

The Filial Piety of 'Master Samwise'



I noticed some time ago that Sam is called Master Samwise in interesting places. There is of course the chapter title, The Choices of Master Samwise, and the uniquely and curiously named Longfather Tree of Master Samwise in Appendix C. It became even more intriguing when I noticed that in Appendix B, The Tale of Years, Sam is always called 'Master Samwise' after Aragorn makes him an official Counsellor of the North-kingdom in S.R. 1434. While this might be thought to suggest the origin of the title, it isn't as easy as that. In the entries under 1436 and 1442 we read, respectively: 

King Elessar rides north, and dwells for a while by Lake Evendim. He comes to the Brandywine Bridge, and there greets his friends. He gives the Star of the Dúnedain to Master Samwise, and Elanor is made a maid of honour to Queen Arwen.
  
Master Samwise and his wife and Elanor ride to Gondor and stay there for a year. Master Tolman Cotton acts as deputy Mayor.

Master Tolman Cotton is Elanor's grandfather, the father of Sam's beloved wife, Rose. That he, too, is named 'Master' while serving as deputy Mayor, might suggest that the title was associated with the Office.  And it may be, but there is another detail we need here.

The first time Sam is called Master Samwise is by Mablung, one of the two Rangers of Ithilien who guard him and Frodo while Faramir and his other men are attacking the Haradrim. He does so as part of a jocular exchange between them.

'Go quietly when you must!' said Sam. 'No need to disturb my sleep. I was walking all night.' 
Mablung laughed. 'I do not think the Captain will leave you here, Master Samwise,' he said. 'But you shall see.'
(TT 4.iv.662)

Faramir of course does not leave Sam and Frodo behind, and in their discussions he calls Sam 'Master Samwise' no fewer than four times (TT 4.v.669 twice, 679, 682). Of the nine times altogether in which Faramir addresses him by name, he always calls him Samwise (4.v,668, 677. 681; vi.684; vii.695), just as Frodo had introduced him: 'Samwise son of Hamfast, a worthy hobbit in my service' (4.iv.657). Now the use of 'Samwise' here is as remarkable as the use of 'Master'.  For the present passage is only the third time we have heard Sam's full name, which does not occur within the Tale itself before this book, and both of the prior uses serve to associate Sam closely with Frodo.  In The Passage of the Marshes Frodo says 'Samwise Gamgee, my dear hobbit -- indeed, Sam my dearest hobbit, friend of friends' (4.ii.624); and in The Black Gate Is Closed the narrator reminds us that Gandalf's 'thought was ever upon Frodo and Samwise' (TT 4.iii.644). The Tale of Years, moreover, parallels the pairing the narrator has here named. For until the Fellowship is broken Frodo is always referred to alone, and Sam is not mentioned at all. Yet afterwards it is almost invariably 'Frodo and Samwise' until Frodo begins suffering the aftermath of the quest. The Tale of Years gives an added subtle emphasis to this pairing by recording the births of Frodo and Sam, but not of Merry and Pippin. History seems to have suddenly taken particular notice of Sam.

Frodo's introduction of himself and Sam to Faramir, moreover, is also only the second time in the Tale that we have ever heard the Gaffer's first name. On that first occasion, we should remember, we learned that Bilbo used to call him 'Master Hamfast', which is deemed to be 'very polite' (FR 1.i.22). So, we see that 'Master' is a title of courteous address in both the Shire and Gondor,* but it is also a great honor, because it is a great condescension in the old sense, for someone in Sam's position -- a servant -- to be addressed in this way. As such, the honor Faramir does Sam here is even greater than that which Bilbo did the Gaffer, if not without a degree of gentle irony. With this we may contrast the bitter mockery dripping from Gollum's 'kind Master Samwise, the hobbit that knows so much' (TT 4.viii.715), a characterization he offers not long after Faramir and the hobbits part company.**

I would argue that what we are seeing here, with the use of 'Samwise', and 'Hamfast', and 'Master', and all the attention paid to Sam and his family in the Appendices, is best explained by the filial piety of Elanor, daughter of Master Samwise and Mistress Rose, and her descendants, the Fairbairns of Westmarch.  Elanor no doubt heard her father addressed as 'Master Samwise' many times during the time they spent in Gondor while she was handmaiden to Queen Arwen -- a detail that is pointed out in two different Appendices. The entry in The Tale of Years we saw above.  The other mention we find in a quote embedded in Appendix A's section on the history of the North-kingdom and the Dúnedain. The quote makes clear that its source lies within the Shire:

There were fourteen Chieftains, before the fifteenth and last was born, Aragorn II, who became again King of both Gondor and Arnor. 'Our King, we call him; and when he comes north to his house in Annúminas restored and stays for a while by Lake Evendim, then everyone in the Shire is glad. But he does not enter this land and binds himself by the law that he has made, that none of the Big People shall pass its borders. But he rides often with many fair people to the Great Bridge, and there he welcomes his friends, and any others who wish to see him; and some ride away with him and stay in his house as long as they have a mind. Thain Peregrin has been there many times; and so has Master Samwise the Mayor. His daughter Elanor the Fair is one of the maids of Queen Evenstar.' 
(RK App A 1043-44)

We also know from the Note on Shire Records in the Prologue that her family not only had custody of the Red Book, but added what we call the Appendices to it:

To these four volumes there was added in Westmarch a fifth containing commentaries, genealogies, and various other matter concerning the hobbit members of the Fellowship. 
The original Red Book has not been preserved, but many copies were made, especially of the first volume, for the use of the descendants of the children of Master Samwise. 
(FR Pr. 14)
Once again we see the marvels of attention Tolkien paid to even the smallest details, investing great thought into creating not only the Tale itself, but also the commentaries upon it and the relationship between them and their author(s) and the text. 'Samwise' also occurs in the synopses attached to The Two Towers and The Return of the King, which leads me to wonder how Tolkien thought of them as connecting to the text. Did he, when compelled by the exigencies of publication costs, decide to incorporate into his work the idea that the one book had already been broken into three as part of its frequent copying by the descendants of 'Master Samwise'? And does the chapter title, The Choices of Master Samwise, suggest that all the chapter titles derive from the Fairbairns of Westmarch? 

How little escaped his eye from the top of that tower. 

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Addenda


* In Rohan, too, it seems clear: Merry is called Master nine times by the men of Rohan, including by Théoden King in his final moments (RK 5.iii.796, 800 twice, 801, 802, 803; v.831; vi.842; App. B. 1097). This may be further evidence of ancient connections between hobbits and the Éothéod, since both once dwelt in the vales of Anduin. Since Gollum also originated there, his use of it may suggest the same, even if hearing Faramir use it prompted his memory.

** One of these days I mean to investigate Gollum and Faramir as antitheses in Book 4.

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11 June 2017

Sir Orfeo, Faërian Drama, and the Quenta Noldorinwa

Copyright Ted Nasmith


In a forthcoming article I argue that in The Hobbit we can see Tolkien using the fairies of medieval Romance, specifically in Sir Orfeo, to recreate Elves that can be taken seriously, like those in The Lord of the Rings and The Silmarillion, and unlike the gossamer-winged sprites of Victorian England. (I posted an earlier, much shorter incarnation of this paper here last September).  One of the fascinating points to be noted in studying these texts from this perspective is that in Sir Orfeo it is Orfeo, a mortal Man, who can summon up visions by means of song, while in The Silmarillion and The Lord of the Rings this power belongs exclusively to the Elves. In my article I suggest that in the transference of this ability from Men to Elves we might be seeing the birth of what Tolkien termed 'Faërian Drama', which is 'a dream that some other mind is weaving' (OFS, 63, ¶ 74).

One of the passages I cited to illustrate this Elvish art describes the first meeting of Elves and Men, as initiated by Finrod:
Long Felagund watched them, and love for them stirred in his heart; but he remained hidden in the trees until they had all fallen asleep. Then he went among the sleeping people, and sat beside their dying fire where none kept watch; and he took up a rude harp which Bëor had laid aside, and he played music upon it such as the ears of Men had not heard; for they had as yet no teachers in the art, save only the Dark Elves in the wild lands. 
Now men awoke and listened to Felagund as he harped and sang, and each thought that he was in some fair dream, until he saw that his fellows were awake also beside him; but they did not speak or stir while Felagund still played, because of the beauty of the music and the wonder of the song. Wisdom was in the words of the Elven-king, and the hearts grew wiser that hearkened to him; for the things of which he sang, of the making of Arda, and the bliss of Aman beyond the shadows of the Sea, came as clear visions before their eyes, and his Elvish speech was interpreted in each mind according to its measure. 
(S 140-41)

Yet today I discovered in the Quenta Noldorinwa, one of the predecessors of The Silmarillion, a very interesting difference in its version of the first encounter of Elves and Men:

That night Felagund went among the sleeping men of Beor's host and sat by their dying fires where none kept watch, and he took a harp which Beor had laid aside, and he played music on it such as mortal ear had never heard, having learned the strains of music from the Dark-elves alone. Then men woke and listened and marvelled, for great wisdom was in that song, as well as beauty, and the heart grew wiser that listened to it. 
(Shaping 104-05)
In the passage from the Quenta Noldorinwa, which Christopher Tolkien dates securely to no later than 1930, the visionary experience of the Men is completely absent, however much they may have profited by Finrod's singing otherwise. The version of the tale we find in The Silmarillion dates to the 1950s, after Tolkien had finished writing The Lord of the Rings (Jewels, 173, 216-17). It is also worth noting here that one of the characteristics of Faërian Drama as portrayed in The Silmarillion passage quoted above is that the listener does not need to know the language of the Elves to comprehend their song. The hobbits in The Lord of the Rings have precisely this experience when they hear Gildor and his Elves singing in the woods of the Shire (FR 1.iii.79), an episode which dates to the earliest draft of what became the chapter Three's Company (Return 58-59).

It's as if between the two versions of this scene we can see dramatized the very transference of which I spoke above, in which Tolkien shifts the power of visionary enchantment from Orfeo to the Elves,

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