It Comes in Slabs? Hobbits and Butter

‘Why, I feel all thin, sort of stretched, if you know what I mean: like butter that has been scraped over too much bread. That can’t be right. I need a change, or something.’

(FR 1.i.32)

What reader of Tolkien doesn't know Bilbo's famous simile? And who doesn't recall it on that morning years later when Pippin is shocked (shocked!) at the short commons of besieged Minas Tirith?

Pippin looked ruefully at the small loaf and (he thought) very inadequate pat of butter which was set out for him, beside a cup of thin milk. 'Why did you bring me here?' he said.

(RK 5.iv.806)

But how many of us -- I'm looking at you, Joe Hoffman -- have ever wondered if we could quantify just how much butter a hobbit would deem adequate? 

They were washed and in the middle of good deep mugs of beer when Mr. Butterbur and Nob came in again. In a twinkling the table was laid. There was hot soup, cold meats, a blackberry tart, new loaves, slabs of butter, and half a ripe cheese: good plain food, as good as the Shire could show, and homelike enough to dispel the last of Sam's misgivings (already much relieved by the excellence of the beer).

(FR 1.ix.154, emphasis added)

It.Comes.In.Slabs.

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Revising The Hobbit in Life and Fiction

In the summer of 1950 Tolkien received from Allen & Unwin, his publishers, proofs of the forthcoming second edition of The Hobbit (Letters no. 128). To his surprise he found that without consulting him they had removed the original Chapter 5, Riddles in the Dark, and substituted a new version, which he had sent to them three years earlier as 'a specimen of rewriting' (Letters no. 111) and which he had not originally meant to have published as written (no. 128). This new version, as many know, presents a very different portrayal of Gollum, Bilbo, and the Ring, one far more in keeping with the dark power invested in the Ring in The Lord of the Rings.** In a brilliant stroke Tolkien recast the version given in the first edition of The Hobbit as a lie Bilbo told Gandalf and the dwarves. 

With mischief in his heart, however, Tolkien did not stop there. For in the Prologue we meet the following comment on The Red Book: 

This [first] account Bilbo set down in his memoirs, and he seems never to have altered it himself, not even after the Council of Elrond. Evidently it still appeared in the original Red Book, as it did in several of the copies and abstracts. But many copies contain the true account (as an alternative), derived no doubt from notes by Frodo or Samwise, both of whom learned the truth, though they seem to have been unwilling to delete anything actually written by the old hobbit himself.

(FR Pr. 13)

Publishers are much more pliant when they are your fictional characters. Take that, Rayner and Stanley Unwin!

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Works Consulted

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**  For a side by side presentation of Chapter 5 in the first (1937) and second (1951) editions, see here.

From The Top Of That Chimney You Can See Mordor (RK 6.viii.1004)

Vesuvius 1944 © The Telegraph

By 3 April 1944 Tolkien had started work on The Taming of Sméagol (Letters, no. 58). By the end of the month of May he had a finished draft of the whole of book IV, and moved C. S. Lewis to tears by his reading to the Inklings of The Choices of Master Samwise (Scull and Hammond [2017] 1.291). He had also perforce begun to give thought to what Mordor was like. No one who has read the books will need reminding that ashes, dust, fumes, and smoke figure prominently. It has also long been clear that Tolkien's experience of the trenches in World War One had a profound influence on his descriptions of the blasted landscape of Mordor and the Dead Marshes (Scull and Hammond [2017] 3.1408-1409).

But it struck me the other night that there might be another element in play here. During a Mythgard discussion of how 'volcanic' a landscape Mordor appears to be, I suddenly remembered that Vesuvius had a significant eruption in 1944. When I checked the date more precisely, I discovered that the eruption took place from 17 through 23 March, which makes for a very interesting coincidence. My first thought was that Tolkien might have seen newsreel footage like that below:

It seems more certain, however, that he would have read about it in the newspapers. Now in a 1966 interview Tolkien revealed that at that time he took three newspapers a day: The Daily Telegraph, The Times, and another which was probably a local Oxford paper (Scull and Hammond [2017] 3.1062). Granted, this evidence comes from two decades later, but it shows that dedication to reading newspapers which was not at all uncommon in those who grew up before the advent of television. The choice of papers also points us in a direction. The online archives of The Telegraph don't go back beyond 2000, but those of The Times reach even unto the deeps of time, all the way back to 1785. (Bless them. Of course they do.)

Starting on 20 March a series of articles record the devastation in precisely the terms one would expect to find: fountains and flows of lava, ash, smoke, mud.

Symptoms of the eruption continue to subside, though the crater is still emitting immense volumes of smoke, often, as throughout yesterday, dirty black smoke, making the mountain look like an immense brick kiln. The pilot of an aircraft flying yesterday to Naples from Palermo encountered this cloud 50 miles out at sea. After flying for 40 minutes in pitch darkness he preferred to turn back and circumvent the volcano by flying inland over Salerno and by the valley eastward from the crater. 

(The Times, 27 March 1944, p. 3) 

Obviously the pall of darkness encountered by the pilot will remind us of the similar cloud that flows out of Mordor starting in The Journey to the Cross-roads (TT 4.vii.699-700).* Yet, even if this is an influence, it is the comparison of the mountain to an 'immense brick kiln' that will lead us somewhere interesting. My first response was that Tolkien would have found this comparison fitting given his opinion of industrialization. My second was to recall the following passage from The Scouring of the Shire:

And looking with dismay up the road towards Bag End [the hobbits] saw a tall chimney of brick in the distance. It was pouring out black smoke into the evening air.

(RK 6.viii.1004)

And it was this that turned me back to the descriptions of the fields and towns being destroyed, and of the people driven from their homes, not only in the articles in The Times, but also in the vision Sam sees in The Mirror of Galadriel, where the smoking chimney also appears:

Like a dream the vision shifted and went back, and he saw the trees again. But this time they were not so close, and he could see what was going on: they were not waving in the wind, they were falling, crashing to the ground.  

'Hi!' cried Sam in an outraged voice. 'There's that Ted Sandyman a-cutting down trees as he shouldn't. They didn't ought to be felled: it's that avenue beyond the Mill that shades the road to Bywater. I wish I could get at Ted, and I'd fell him!' 

But now Sam noticed that the Old Mill had vanished, and a large red-brick building was being put up where it had stood. Lots of folk were busily at work. There was a tall red chimney nearby. Black smoke seemed to cloud the surface of the Mirror. 

'There's some devilry at work in the Shire,' he said. 'Elrond knew what he was about when he wanted to send Mr. Merry back.' Then suddenly Sam gave a cry and sprang away. 'I can't stay here,' he said wildly. 'I must go home. They've dug up Bagshot Row, and there's the poor old gaffer going down the Hill with his bits of things on a barrow. I must go home!' 

(FR 2.vii.362-63)

Of course when Frodo and Sam finally do arrive home, they discover that Sam's vision of the ruin of their 'own country' has come true; it is in fact 'worse than Mordor' (RK 6.viii.1004, 1018). To survive the war only to confront this 'was one of the saddest hours in their lives' (RK 6.viii.1016). That great chimney fouling the air with its black smoke looms over them just as Vesuvius did over the surrounding countryside. On 16 March 1944 the people living near the volcano must have thought that, with the war and fascism behind them, they could 'have just a nice quiet time in the country' (RK 6.viii.1018), that life could return to normal.

Did the newsreels and reports out of Italy influence Tolkien's portrayal of Mordor and the post-war Shire? The image of the chimney belching black smoke suggests it might have done so, but smoking factory chimneys were not an unusual sight in his day, and a man from Birmingham with his likes and dislikes would not have had far to go to come up with such an image. That Britain had already suffered extensive destruction from Nazi bombs, far more than it had during the first war when the necessary 'machines' were in their infancy, would have encouraged such a comparison. This is especially true since Italy itself had suffered from Allied strategic bombing, of which he disapproved: 'So we come inevitably from Daedalus and Icarus to the Giant Bomber. It is not an advance in wisdom!' (Letters, no. 75); 'But it is the aeroplane of war that is the real villain' (Letters, no. 100). Despite his admiration for the courage of the RAF's pilots and crews, and despite his son Christopher's serving in it, Tolkien found himself at odds with the idea of the RAF (Letters, no. 100).

To make a connection between England and the destruction of Vesuvius was no hard matter, as we may see in the recently published letter of an eyewitness, Ray Small, who was a wireless operator for British Intelligence at the time. He wrote home to his parents of what he'd seen:

In San Sebastiano they said there was a deathlike quiet except for a faint gurgle as the black crust of the lava broke and a mass of white-hot rock oozed out to advance a few more yards. About a third of the town had already gone; where it had stood was nothing but a big slag heap of lava, and a memory. Of the houses and shops that were there, neither stick nor stone remained in sight and would perhaps never see the light of day again. Bombs make a terrific row and leave ruins. Lava makes no sound and leaves – nothing. 

Can you imagine a 10 to 30 foot mass of molten rock slowly engulfing Wembley High Street, and, when it is all over, not a stone was left in sight? Sounds crazy, but that’s the way it is. The lava slowly approaches a building, the heat setting it on fire, and starts seeping through doors and windows like a lot of thick treacle. The lava continues to flow in as into a mould, until the pressure of thousands of tons of molten rock becomes too much, and the building collapses, sinking through the thin crust and disappearing for ever. 

(The Telegraph, 28 March 2014)

Finally, even if all we have here is a parallel, examining the two underlines how very close to the 'real' world Tolkien's fantasy can come. The fire and smoke of Vesuvius may be reflected in those of Mt. Doom and the smoking chimney, just as the fires of Coventry, which Tolkien glimpsed over the horizon on the night of 14 November 1940**, may be seen again in the words of Aragorn when saw 'the red glow under the cloud': 'Minas Tirith is burning' (RK 5.ix.877). For Tolkien, to have the hobbits find Mordor and its works in the Shire is as essential as having Sam find humanity in the dead enemy warrior:

It was Sam's first view of a battle of Men against Men, and he did not like it much. He was glad that he could not see the dead face. He wondered what the man's name was and where he came from; and if he was really evil of heart, or what lies or threats had led him on the long march from his home; and if he would not really rather have stayed there in peace .... 

(TT 4.iv.661)

Refugees from Vesuvius 1944 by George Rodger

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Works Consulted

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* So much for flying the Ring into Mordor.

** See Scull and Hammond (2017) 1.261 : '14 November 1940 Working late, Tolkien sees an ever-increasing fiery glow on the horizon. On 15 November he will learn that Coventry, only forty miles away, had been devastated by German incendiary raids and 1,000 people killed. The bombing of London and other major cities in Britain will continue into 1942.'

'I sit beside the fire and think' -- Home, Hearth, Hobbits

For Tolkien Reading Day, 25 March 2018

I sit beside the fire and think
of all that I have seen,
of meadow-flowers and butterflies
in summers that have been; 

Of yellow leaves and gossamer
in autumns that there were,
with morning mist and silver sun
and wind upon my hair. 

I sit beside the fire and think
of how the world will be
when winter comes without a spring
that I shall ever see. 

For still there are so many things
that I have never seen:
in every wood in every spring
there is a different green. 

I sit beside the fire and think
of people long ago,
and people who will see a world
that I shall never know. 

But all the while I sit and think
of times there were before,
I listen for returning feet
and voices at the door.

Ever since the first time I read 'I sit beside the fire and think' as a young boy, it's been my favorite. It has always spoken to me of home, just as I think it does to Bilbo, but it speaks in a more complex and poignant way than most other hobbit songs.

Of these, Pippin's 'Sing hey! for the bath at close of day' (FR 1.v.101) is probably the most purely hobbit-like. In a simple meter -- iambic tetrameter, which seems characteristic of hobbit poetry* -- it embraces the beauty and pleasures of water in its various forms, but emphasizes the special joy and even nobility of the hot bath 'that washes the weary mud away'.  Few things could conjure a more comforting image of home than Water Hot which so thoroughly redeems our weariness that we end up playfully splashing water with our feet, or even, as in Pippin's case, creating a fountain.

Similarly in Three Is Company the hobbits sing a song -- 'Upon the hearth the fire is red' -- which begins and ends by evoking hearth and home, roof and bed (FR 1.iii.77-78). Yet Bilbo wrote the words to this song, and his experiences gave him a deeper perspective. '[N]ot yet weary are our feet' tells us that we are not ready for home and bed. Adventure and discovery await us before then. We never know where we may find 'the hidden paths that run / Towards the Moon or to the Sun'. All that we may meet on our journey, however, will in the end fade before the lights of hearth and lamp that summon us home to bed and board.

Immediately after the end of this song, however, the approach of a Black Rider impresses the dangers of the journey upon them. After their last near encounter earlier in the day the hobbits had seen Bilbo's warning about the perils of stepping out the front door take on new meaning, as it must when Ringwraiths show up down the lane. Adventures are too often 'not a kind of holiday ... like Bilbo's' (FR 1.ii.62), nor, as events at Crickhollow will show, do front doors keep all perils out (FR 1.xi.176-77).

We may also discover a little noticed counterpoint to the hobbits' song in the hymn** to Elbereth sung by the elves whose arrival drives off the Black Rider. The longing for their home '[i]n a far land beyond the Sea', which lies at this song's heart, balances the exile of the elves against the security the hobbits (wrongly) feel is their due in their own Shire (FR 1.iii.83). Though the elves know where to find those 'hidden paths', they linger 'in this far land beneath the trees.' Their 'chance meeting' with Frodo, who regards his own journey as a flight into 'exile' for himself and his companions, brings face to face those whose age-long exile is nearly over with one who senses that his home will soon be forever lost to him, if indeed it has not already been lost.

If we take a further step back towards that home, we come to the first song that Frodo sings, Bilbo's 'The road goes ever on and on', which he recalls, not from conscious memory, but from some deeper place beyond all names. Yet, as many have remarked, Frodo's version differs in a single word from the one Bilbo recited as he left Bag End seventeen years earlier. Bilbo sets off on the road, 'pursuing it with eager feet'  (FR 1.i.35), but Frodo's feet are 'weary' from the start (FR 1.iii.73). Recall 'the weary mud' in Pippin's bath song, to be washed off at journey's end. Recall the 'not yet weary' feet of Bilbo's walking song. These songs better suit the 'eager' feet of Bilbo, who embraces both journey and journey's end: 'I want to see the wild country again before I die, and the Mountains' (FR 1.i.33). That Frodo has a different attitude towards his journey is part of the tragic situation in which he finds himself, for which the Ring is largely, though perhaps not solely, to blame. Like Merry, who 'loved the thought of [mountains] marching on the edge of stories brought from far away', Frodo may have 'longed to shut out [their] immensity in a quiet room by a fire' (RK 5.iii.x.791). If  so, that was not to be.

Bilbo's embrace of journey and journey's end alike is also visible in 'I sit beside the fire and think', yet this poem is also firmly tied to the idea of hearth and home by the repetition of the initial line to begin the third and fifth quatrains and the variation of it in the first line of the last. It is the song of someone whose days of adventure are over, but for whom memory and reflection on the time he spent journeying enrich the life he now lives by hearth and home. Nor need we think of this poem as applying only to Bilbo in his years in Rivendell, where he introduces us to the poem. We can also easily imagine it across the decades he spent in the Shire after his return, dawdling with his book, walking the countryside with Frodo and talking of adventure, 'learning' young Sam Gamgee his letters and telling him tales of the Elves. The walking song he composed the words to, the evolution and distillation of 'The road goes ever on' from the poem we first see at the end of The Hobbit, and his meditations on the 'dangerous business' of stepping out of one's home and into the road, all point to the close connection between 'there' and 'back again'. So, too, does his exchange with Sam and Frodo at Rivendell:

'Books ought to have good endings.[said Bilbo] How would this do: and they all settled down and lived together happily ever after?'  

'It will do well, if it ever comes to that,' said Frodo. 

'Ah!' said Sam. 'And where will they live? That's what I often wonder.' 

(FR 2.iii.273-74)

And Bilbo's last quatrain, especially its final words, is significant in that it comes after the bow to approaching death in 'a spring that I shall never see'. For tales goes on despite death.  With 'I listen for returning feet / and voices at the door' Bilbo also accepts that his part in the tale has already ended and that others will carry it on and bring the word of their journeys back to him. In just this way he awaits the return of Sam and Frodo. In this way, too, Sam and Frodo, who both finally expect not to survive their quest, imagine that their part in the great tale in which they have found themselves will come to an end for them, but that others will have their own parts to play later on. It is no accident that the book itself ends with Sam at home in his chair by the fire. 

At the last, that is what all the tales are about.

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Works Consulted

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* 'I sit beside the fire and think' is not in iambic tetrameter, but in alternating lines of iambic tetrameter and iambic trimeter, which is more characteristic of Elvish poetry, and likely shows the influence of such poetry on Bilbo.

** If alternating lines of iambic tetrameter and trimeter distinguish Elvish poetry, one may rightly ask why the hymn to Elbereth is not in this meter, or in the single lines of heptameter which also occur (e.g., 'Nimrodel'). The answer lies in the fact that the song is mediated through the understanding of the hobbits -- as the text explicitly says at FR 1.iii.83: 

It was singing in the fair elven-tongue, of which Frodo knew only a little, and the others knew nothing. Yet the sound blending with the melody seemed to shape itself in their thought into words which they only partly understood. This was the song as Frodo heard it...

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All citations reference the single volume fiftieth anniversary edition of The Lord of the Rings, Houghton Mifflin (2004).

'untouchable now by pity' -- Frodo on the slopes of Mt Doom (RK 6.iii.944)

Then suddenly, as before under the eaves of the Emyn Muil, Sam saw these two rivals with other vision. A crouching shape, scarcely more than the shadow of a living thing, a creature now wholly ruined and defeated, yet filled with a hideous lust and rage; and before it stood stern, untouchable now by pity, a figure robed in white, but at its breast it held a wheel of fire. Out of the fire there spoke a commanding voice. 

(RK 6.iii.944)

The disturbing description of Frodo in this passage is fascinating. Frodo is now ‘a figure’, an 'it', not Frodo himself. He is ‘untouchable now by pity’, which given Gandalf’s emphasis on the crucial role of Pity (FR 1.ii.59), can only be a bad thing. That a commanding voice -- whose? -- speaks out of the fire blurs the distinction between Frodo and the Ring, the 'wheel of fire' which he has declared to be the only thing that he can see any more (RK 6.ii.919; iii.938). Indeed they now seem one, though whether it matters any longer whether Frodo has claimed the Ring or the Ring Frodo may be impossible to say.  What of “robed in white”? Gandalf is now robed in white, though Frodo doesn't know that. So was Saruman before he lost his way. Most importantly, perhaps, Galadriel wears white, while black is the color of Sauron and his servants. Is this the nearly fallen Frodo’s vision of himself that we are seeing? Like Galadriel’s projection of herself as a ruling queen? Yet she knew it would all end in despair.

In answer to these questions the text is silent. Yet it is Sam who takes up the Pity that the figure of Frodo has laid down (RK 6.iii.944).

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Works Consulted

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The Last Word on Adventure -- TT 3.viii.711

'I guess that you have been having adventures, which is not quite fair without me.' 

Merry Brandybuck, A Conspiracy Unmasked

One of the more marked differences between the The Hobbit and The Lord of the Rings is the initial attitude of the main characters towards the prospect of 'adventure.' Bilbo, as we recall, responded quite unfavorably when Gandalf tried to recruit him for one:  'We are plain quiet folk and have no use for adventures. Nasty disturbing uncomfortable things! Make you late for dinner! I can’t think what anybody sees in them,' (Hobbit 12).  By the time that Frodo has reached the age at which 'adventure had suddenly befallen Bilbo' (FR 1.ii.43.), however, the tales of Bilbo's exploits have taught at least some of the younger hobbits connected to him to see things differently.  Merry (FR 1.iv.102, quoted above), Pippin (FR 1.iv.104), and Sam (FR 1.iv.99), all look gleefully forward to the adventure upon which they are embarking with Frodo, even is they also realize there must also be darkness and danger for it to be an adventure:

'Three cheers for Captain Frodo and company!’ they shouted; and they danced round him. Merry and Pippin began a song, which they had apparently got ready for the occasion.  

It was made on the model of the dwarf-song that started Bilbo on his adventure long ago, and went to the same tune....

(FR 1.iv.106)

Frodo, however, who would love to go on just such an adventure as Bilbo's, is gloomily aware that his journey is quite unlikely to be one (FR 1.ii.62; cf. 1.iii.77, and note the capital A): 

‘Of course, I have sometimes thought of going away, but I imagined that as a kind of holiday, a series of adventures like Bilbo’s or better, ending in peace. But this would mean exile, a flight from danger into danger, drawing it after me.

In fact Frodo fully expects his journey 'there' to have no 'back again' (FR 1.iii.66). Even so, neither he nor any of the others ever guessed that their adventures might involve fighting before Tom Bombadil handed them the swords from the barrow (FR 1.viii.146). Had Old Tom not rescued them, again, they would have all 'come to the end of [their] adventure' (FR 1.viii.140) then and there. All the hobbits then, including the more mature and sober Frodo, approach their journey with a certain naivete. 

In keeping with this it is no surprise to find that in The Lord of the Rings 'adventure' overwhelmingly records or reports the attitudes of the hobbits towards Bilbo's journey or their own. Of the twenty-eight instances of the word, only twice does a character who is not a hobbit use it. Glóin does so, but he is speaking to Frodo of his experiences on the road to Rivendell (FR 2.i.228). Gandalf alone employs it of the exploits of those who are not hobbits, when he says rather grimly of the Dúnedain: 'It may be that this War of the Ring will be their last adventure' (FR 2.i.221), an assessment haunted by the prospect of no 'back again'.

It is also no surprise that after the Company leaves Rivendell, by which time even Sam's 'desire for adventure was at its lowest ebb' (FR 2.iii.280), the word occurs only four more times. The first three are quite matter of fact, without the least air of Adventure. Once the Company are discussing their 'adventures' with each other as they seek to decide whether to go to Mordor or Minas Tirith (FR 2.x.402). Merry and Pippin then speak of their 'adventures' when Treebeard bids them to tell him their tale (TT 3.iv.471). Frodo, too, narrates the 'adventures' of the Company when he meets Faramir in Ithilien (TT 4.vi.677). The journey to Rivendell, the seemingly hopeless quest begun there, the shattering loss of Gandalf, Boromir's near fall and his self-sacrifice, have forced a shift in perspective on the hobbits. To sit at Bilbo's feet as children and with kindling eyes hear him speak of the brave deaths of Thorin and Fíli and Kíli is one thing; to watch their friends and comrades die -- even die heroically -- is quite another. Now they have not only have they known adventure, but the loss that too often comes with it, even before they have reached the most challenging parts of their journey. 

And it is precisely in the moment before Sam and Frodo plunge into the worst part of their adventure that the last use of word comes.

The brave things in the old tales and songs, Mr. Frodo: adventures, as I used to call them. I used to think that they were things the wonderful folk of the stories went out and looked for, because they wanted them, because they were exciting and life was a bit dull, a kind of a sport, as you might say. But that's not the way of it with the tales that really mattered, or the ones that stay in the mind.

(TT 4.viii.711, italics mine)

Their growth as characters is reflected in their evolving understanding of the very words they use. Step by step on their journey they leave behind both the conceptions they had, and the hobbits they were, when they began, which makes Sam's thoughts as he crosses the Brandywine for the first time seem almost prophetic: 

Sam was the only member of the party who had not been over the river before. He had a strange feeling as the slow gurgling stream slipped by: his old life lay behind in the mists, dark adventure lay in front. 

(FR 1.iv.99)

And, as is the way of prophecy, he had no idea how true it was.

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Evil Trees

A few sessions ago in Exploring The Lord of the Rings we briefly considered how odd it seemed that Old Man Willow was surrounded with such lush growth, when in Tolkien's legendarium evil is usually associated with no-man's-land-like devastation, destruction, and rottenness (as in 'the leprous growths that feed on rottenness',The Passage of the Marshes). Some passages that seemed relevant came to my mind. 

First, when Sam, affected by the gravity of the Ring, imagines himself Samwise the Strong, hero of the Age, at whose command 'the vale of Gorgoroth became a garden of flowers and trees and brought forth fruit'. Luckily his love of his master and his hobbit-sense sober his vision: 'The one small garden of a free gardener was all his need and due, not a garden swollen to a realm; his own hands to use, not the hands of others to command.' 

'Swollen' is here the critical word. It suggests that, however beautiful and green Sam's garden might have been, it would have exceeded its due measure and thus become bad. Elsewhere we find it used to suggest that Ugluk's head is too big for his shoulders, and to describe Sam's parched tongue on the slopes of Mt Doom. Then there's the Deeping Stream at the Hornburg, swollen by rain until it overflows its banks. And of course there's Shelob, 'who only desired death for all others, mind and body, and for herself a glut of life, alone, swollen till the mountains could no longer hold her up and the darkness could not contain her'. And again: 'behind her short stalk-like neck was her huge swollen body, a vast bloated bag, swaying and sagging between her legs.'

The other passage was in Of Aule and Yavanna: 

... and Yavanna returned to Aulë; and he was in his smithy, pouring molten metal into a mould. 'Eru is bountiful,' she said. 'Now let thy children beware! For there shall walk a power in the forests whose wrath they will arouse at their peril.' 

'Nonetheless they will have need of wood,' said Aulë, and he went on with his smith-work.

​

It's interesting to note two things here. First Yavanna refers to the 'wrath' of the power that will walk in the forests, but Manwe had just said to her before she returned to Aule that the just anger of these powers (by which of course they mean the Ents) would be something to fear. So proportion is important here. Second Aulë's response is also about balance. Wood is needful. In due measure. 

Turning back from these passages to Old Man Willow, consider his extreme power over the other trees of the Old Forest and his status as the most dangerous of the trees who hated all that went free upon the earth and remembered the time when they were lords. His evil remembers and foresees a dominance as green and growing as the Barrow-wight's foresees a dead sea and a withered land.

'Our king, we call him' -- The Identity of the Speaker at RK App. A 1043-44

In the section of Appendix A called The North Kingdom and the Dúnedain an anonymous speaker tells something of the return of King Elessar to the North:

There were fourteen Chieftains, before the fifteenth and last was born, Aragorn II, who became again King of both Gondor and Arnor. 'Our King, we call him; and when he comes north to his house in Annúminas restored and stays for a while by Lake Evendim, then everyone in the Shire is glad. But he does not enter this land and binds himself by the law that he has made, that none of the Big People shall pass its borders. But he rides often with many fair people to the Great Bridge, and there he welcomes his friends, and any others who wish to see him; and some ride away with him and stay in his house as long as they have a mind. Thain Peregrin has been there many times; and so has Master Samwise the Mayor. His daughter Elanor the Fair is one of the maids of Queen Evenstar.' 

(RK App A 1043-44)

Let's look at the facts of this quote and see if we can make an educated guess about the identity of the speaker here.

• 'Our King, we call him' establishes the speaker as a hobbit, likely addressing an audience from outside the Shire.
• 'Our King, we call him' is also quite informal in tone, suggesting that the speaker is addressing someone he or she knows.
• The need to identify Sam as the Mayor, and Peregrin as the Thain, also indicates an external audience. Hobbits would know these facts.
• The reference to the Brandywine Bridge as the Great Bridge also points to an external audience, since the evidence from within the Tale indicates that amongst themselves the hobbits tended to call it the Brandywine Bridge, or just the Bridge (FR Pr. 5; 1.i.24; iii.71; iv.88; v.99 twice, 100, 107 twice, 108; viii.137; ix.150; RK 6.vii.996; viii.998 twice, 999, 1000, 1001, 1003; App A 1044; App B 1,096, 1097).
• 'Thain Peregrin has been there many times' dates this comment after S.R. 1434 (FA 13), when Pippin became the Thain, perhaps much later (thus, 'many times').
• Since Elanor became a maid of the Queen in S.R. 1436 (FA 15), we can bring forward the terminus post quem to that year.
• 'So has Master Samwise' shows that Sam has not yet crossed the Sea, as he did in S.R. 1482 (FA 61). This fixes the terminus ante quem.
• The speaker speaks as one explaining to an outsider, pointing out that Sam is the Mayor, that Elanor is his daughter, and that Peregrin is the Thain.
• Identifying Elanor as the Fair and as one of Arwen's maids seems a point of local pride, like 'Our King', but claims no kinship with her.
• The speaker seems to be none of the hobbits mentioned in the statement. 

So who is the most likely candidate in the years S.R. 1436-1482 (FA 15-61) to be familiar with these matters and addressing a known audience outside the Shire in an informal tone? By far the most obvious choice would be Merry Brandybuck, who, as friend of the King -- and after S.R.  1432 (FA 11) himself the Master of Buckland -- must have been at the Brandywine Bridge to meet the King. Whom he is addressing is impossible to say, but we might guess, not unreasonably, that he was writing to Éowyn, to Éomer, or to them both, since they never forgot their friendship with him (RK App B. 1097 twice).

The Filial Piety of 'Master Samwise'

I noticed some time ago that Sam is called Master Samwise in interesting places. There is of course the chapter title, The Choices of Master Samwise, and the uniquely and curiously named Longfather Tree of Master Samwise in Appendix C. It became even more intriguing when I noticed that in Appendix B, The Tale of Years, Sam is always called 'Master Samwise' after Aragorn makes him an official Counsellor of the North-kingdom in S.R. 1434. While this might be thought to suggest the origin of the title, it isn't as easy as that. In the entries under 1436 and 1442 we read, respectively: 

King Elessar rides north, and dwells for a while by Lake Evendim. He comes to the Brandywine Bridge, and there greets his friends. He gives the Star of the Dúnedain to Master Samwise, and Elanor is made a maid of honour to Queen Arwen.

  

Master Samwise and his wife and Elanor ride to Gondor and stay there for a year. Master Tolman Cotton acts as deputy Mayor.

Master Tolman Cotton is Elanor's grandfather, the father of Sam's beloved wife, Rose. That he, too, is named 'Master' while serving as deputy Mayor, might suggest that the title was associated with the Office.  And it may be, but there is another detail we need here.

The first time Sam is called Master Samwise is by Mablung, one of the two Rangers of Ithilien who guard him and Frodo while Faramir and his other men are attacking the Haradrim. He does so as part of a jocular exchange between them.

'Go quietly when you must!' said Sam. 'No need to disturb my sleep. I was walking all night.' 

Mablung laughed. 'I do not think the Captain will leave you here, Master Samwise,' he said. 'But you shall see.'

(TT 4.iv.662)

Faramir of course does not leave Sam and Frodo behind, and in their discussions he calls Sam 'Master Samwise' no fewer than four times (TT 4.v.669 twice, 679, 682). Of the nine times altogether in which Faramir addresses him by name, he always calls him Samwise (4.v,668, 677. 681; vi.684; vii.695), just as Frodo had introduced him: 'Samwise son of Hamfast, a worthy hobbit in my service' (4.iv.657). Now the use of 'Samwise' here is as remarkable as the use of 'Master'.  For the present passage is only the third time we have heard Sam's full name, which does not occur within the Tale itself before this book, and both of the prior uses serve to associate Sam closely with Frodo.  In The Passage of the Marshes Frodo says 'Samwise Gamgee, my dear hobbit -- indeed, Sam my dearest hobbit, friend of friends' (4.ii.624); and in The Black Gate Is Closed the narrator reminds us that Gandalf's 'thought was ever upon Frodo and Samwise' (TT 4.iii.644). The Tale of Years, moreover, parallels the pairing the narrator has here named. For until the Fellowship is broken Frodo is always referred to alone, and Sam is not mentioned at all. Yet afterwards it is almost invariably 'Frodo and Samwise' until Frodo begins suffering the aftermath of the quest. The Tale of Years gives an added subtle emphasis to this pairing by recording the births of Frodo and Sam, but not of Merry and Pippin. History seems to have suddenly taken particular notice of Sam.

Frodo's introduction of himself and Sam to Faramir, moreover, is also only the second time in the Tale that we have ever heard the Gaffer's first name. On that first occasion, we should remember, we learned that Bilbo used to call him 'Master Hamfast', which is deemed to be 'very polite' (FR 1.i.22). So, we see that 'Master' is a title of courteous address in both the Shire and Gondor,* but it is also a great honor, because it is a great condescension in the old sense, for someone in Sam's position -- a servant -- to be addressed in this way. As such, the honor Faramir does Sam here is even greater than that which Bilbo did the Gaffer, if not without a degree of gentle irony. With this we may contrast the bitter mockery dripping from Gollum's 'kind Master Samwise, the hobbit that knows so much' (TT 4.viii.715), a characterization he offers not long after Faramir and the hobbits part company.**

I would argue that what we are seeing here, with the use of 'Samwise', and 'Hamfast', and 'Master', and all the attention paid to Sam and his family in the Appendices, is best explained by the filial piety of Elanor, daughter of Master Samwise and Mistress Rose, and her descendants, the Fairbairns of Westmarch.  Elanor no doubt heard her father addressed as 'Master Samwise' many times during the time they spent in Gondor while she was handmaiden to Queen Arwen -- a detail that is pointed out in two different Appendices. The entry in The Tale of Years we saw above.  The other mention we find in a quote embedded in Appendix A's section on the history of the North-kingdom and the Dúnedain. The quote makes clear that its source lies within the Shire:

There were fourteen Chieftains, before the fifteenth and last was born, Aragorn II, who became again King of both Gondor and Arnor. 'Our King, we call him; and when he comes north to his house in Annúminas restored and stays for a while by Lake Evendim, then everyone in the Shire is glad. But he does not enter this land and binds himself by the law that he has made, that none of the Big People shall pass its borders. But he rides often with many fair people to the Great Bridge, and there he welcomes his friends, and any others who wish to see him; and some ride away with him and stay in his house as long as they have a mind. Thain Peregrin has been there many times; and so has Master Samwise the Mayor. His daughter Elanor the Fair is one of the maids of Queen Evenstar.' 

(RK App A 1043-44)

We also know from the Note on Shire Records in the Prologue that her family not only had custody of the Red Book, but added what we call the Appendices to it:

To these four volumes there was added in Westmarch a fifth containing commentaries, genealogies, and various other matter concerning the hobbit members of the Fellowship. 

The original Red Book has not been preserved, but many copies were made, especially of the first volume, for the use of the descendants of the children of Master Samwise. 

(FR Pr. 14)

Once again we see the marvels of attention Tolkien paid to even the smallest details, investing great thought into creating not only the Tale itself, but also the commentaries upon it and the relationship between them and their author(s) and the text. 'Samwise' also occurs in the synopses attached to The Two Towers and The Return of the King, which leads me to wonder how Tolkien thought of them as connecting to the text. Did he, when compelled by the exigencies of publication costs, decide to incorporate into his work the idea that the one book had already been broken into three as part of its frequent copying by the descendants of 'Master Samwise'? And does the chapter title, The Choices of Master Samwise, suggest that all the chapter titles derive from the Fairbairns of Westmarch? 

How little escaped his eye from the top of that tower. 

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Addenda

* In Rohan, too, it seems clear: Merry is called Master nine times by the men of Rohan, including by Théoden King in his final moments (RK 5.iii.796, 800 twice, 801, 802, 803; v.831; vi.842; App. B. 1097). This may be further evidence of ancient connections between hobbits and the Éothéod, since both once dwelt in the vales of Anduin. Since Gollum also originated there, his use of it may suggest the same, even if hearing Faramir use it prompted his memory.

** One of these days I mean to investigate Gollum and Faramir as antitheses in Book 4.

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Works Consulted

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Three Moments of Sam in Faërie

There are many subtle things about Sam Gamgee that a reader may easily miss or neglect. Not only is he bold enough to spy on Gandalf, but he is cool-headed enough to lie to him about it (FR 1.ii.63-64; v.105). He pretends to be asleep while Frodo is talking to Gildor, and then has his own conversation with the Elves after Frodo has retired (1.iii.82. iv.87). He simply shows up at the Council of Elrond when he is not invited (2.ii.271). He even composes poetry (1.xii.208). But one thing no one overlooks is his love of Elves and 'stories of the old days'. Even before we meet him, the Gaffer is talking about it (1.i.24). From the first time we see him in The Green Dragon -- 'They are sailing, sailing, sailing' (FR 1.ii.45) -- through the Company's sojourn in Lothlórien, Elves are a common theme.  As a participant (Archimago) in Mythgard's Exploring the Lord of the Rings class (episode 10, starting at 15:20) recently pointed out, Sam's early refrain of 'Elves, sir' is almost 'like punctuation' in itself:

‘Well, sir,’ said Sam dithering a little. ‘I heard a deal that I didn’t rightly understand, about an enemy, and rings, and Mr. Bilbo, sir, and dragons, and a fiery mountain, and – and Elves, sir. I listened because I couldn’t help myself, if you know what I mean. Lor bless me, sir, but I do love tales of that sort. And I believe them too, whatever Ted may say. Elves, sir! I would dearly love to see them. Couldn’t you take me to see Elves, sir, when you go?’

(FR 1.ii.63, emphasis added)

Another passage that has long been of interest to me, is one that shows Sam to be less susceptible to some kinds of enchantment, or at least more conscious of its effects. In the Old Forest, when Frodo, Merry, and Pippin are all overwhelmed by Old Man Willow's spells, Sam sees through them:

Sam sat down and scratched his head, and yawned like a cavern. He was worried. The afternoon was getting late, and he thought this sudden sleepiness uncanny. ‘There’s more behind this than sun and warm air,’ he muttered to himself. ‘I don’t like this great big tree. I don’t trust it. Hark at it singing about sleep now! This won’t do at all!’

(FR 1.vi.117)

To which I would add this passage:

[Frodo] turned and saw that Sam was now standing beside him, looking round with a puzzled expression, and rubbing his eyes as if he was not sure that he was awake. 'It's sunlight and bright day, right enough,' he said. 'I thought that Elves were all for moon and stars: but this is more elvish than anything I ever heard tell of. I feel as if I was inside a song, if you take my meaning.' 

Haldir looked at them, and he seemed indeed to take the meaning of both thought and word. He smiled. 'You feel the power of the Lady of the Galadhrim,' he said. 

(FR 2.vi.351, emphasis original)

It's hard to say just why Sam seems more perceptive on this score than his fellow hobbits.  One would expect Frodo, if anyone, to be the hobbit most attuned to such things. Frodo certainly seems more learned, and his experience with the Ring expands his range of perceptions. Yet when a desire to drop everything and follow Bilbo rises up within him, he does nothing (1.ii.61). He lets months pass (1.iii.65-69), an almost fatal mistake. Sam, when granted the opportunity to go see the 'Elves, sir!', bursts into tears of joy (1.ii,64). As we also know, he openly talks about the Elves, in the face of reproofs from his Gaffer and public ridicule at the Green Dragon (1.i.24; ii.44-45). And there is something about Sam that he shares with another hobbit, who at first seemed unlikely to be so open to a wider world. Not only does Merry say of Farmer Maggot that 'a lot goes on behind his round face that does not come out in his talk' (1.v.103), words that could equally well describe Sam the gardener, but from Tom Bombadil we learn that Farmer Maggot knows more about Faërie than he lets on, and is not unlike Sam Gamgee in other ways as well:

... but [Tom] made no secret that he owed his recent knowledge largely to Farmer Maggot, whom he seemed to regard as a person of more importance than they had imagined. ‘There’s earth under his old feet, and clay on his fingers; wisdom in his bones, and both his eyes are open,’ said Tom.

(1.vii.)

Sam and Maggot both have a connection to the earth that Frodo, Merry, and Pippin, who pretty clearly don't earn their bread by the sweat of their brows, entirely lack. The Gaffer, too, is similarly grounded in the soil of the Shire, which may be why he and Farmer Maggot can stand up to the Black Riders. In Rivendell Gandalf alludes cryptically to 'a power of another kind' in the Shire, a power that could 'withstand' evil to some degree (FR 2.i.223). He also recalls his doubts, while a prisoner of Saruman, 'that the hunters before whom all have fled or fallen would falter in the Shire far away' (2.ii.261).

And yet they do falter, baffled by the Gaffer and seen off by Maggot, the two earthiest characters we meet in the Shire.  The one we know by 'Farmer' rather than a first name, and the purport of his last name, unfortunately submerged in the predominant modern understanding of 'maggot', not only describes someone as a 'fanciful' or 'whimsical' character, but is also an old word for 'magpie' in the West Midlands of England, where Tolkien was raised. It thus ties Maggot to one of the shrewdest birds in nature. As for the other, Gaffer Gamgee, his first name, Hamfast, declares the strength (OE, fæst) of his roots in the Shire as his home (OE, ham).*

So it seems a real possibility that Sam's superior perceptions of enchantment have their roots in the earth of the Shire, as it were, as much as, if not more than in his openness to Faërie. And this brings me to the last of my three passages on Sam and Faërie. On their first night in the house of Tom Bombadil Merry, Pippin, and Frodo all have very troubling dreams, though instructed by both Goldberry and Tom to 'heed no nightly noises' (1.vii.125,126). Merry and Pippin both remember (or hear again) these words when they awake from their nightmares (1.vii.127-28), and Tom chides them in the morning for not listening (1.vii.128). Sam alone has no nightmares, as the narrator goes out of his way to point this out, quite humorously so:

As far as he could remember, Sam slept through the night in deep content, if logs are contented.

(1.vii.128)

Given what else we've seen, however, I can only wonder if Sam's contentment and seemingly dreamless sleep, which the narrator points out twice in one sentence, have the same source, a deep connection to the earth itself, which, as Tolkien saw it, was naturally a part of Faërie even if mortals are not (OFS 32 ¶ 10).


*I believe there is more to be said about the name Maggot, but that must await another day.

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Works Consulted

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From Terrible Beauty to Beacon of Hope -- The Silmarils from Fëanor to Eärendil

One of the most fascinating developments in Tolkien's legendarium is the changing role played by the Silmarils in the fates of Arda. In the First Age from the death of the Two Trees onward the Silmarils are almost exclusively a curse upon the Elves and their allies. The theft of the jewels, the murder of Finwë, the oath of Fëanor, the three kinslayings, the Doom of Mandos, and the suffering and death that end not even with the overthrow of Morgoth -- all of these the rising of Eärendil's star casts into stark relief.  That star of course is the Silmaril Beren and Lúthien set free from Morgoth, and not even the oath-sick sons of Fëanor fail to see it as a sign of hope:

Now when first Vingilot was set to sail in the seas of heaven, it rose unlooked for, glittering and bright; and the people of Middle-earth beheld it from afar and wondered, and they took it for a sign, and called it Gil-Estel, the Star of High Hope. And when this new star was seen at evening, Maedhros spoke to Maglor his brother, and he said: 'Surely that is a Silmaril that shines now in the West?' 

And Maglor answered: 'If it be truly the Silmaril which we saw cast into the sea that rises again by the power of the Valar, then let us be glad; for its glory is seen now by many, and is yet secure from all evil.' Then the Elves looked up, and despaired no longer; but Morgoth was filled with doubt. 

(Silm. 250)

This is the image of the Silmaril with which we are most familiar from The Lord of the Rings.  For in the Third Age the evils that once swirled around the Silmarils are long past, and the one remaining jewel is a sign of hope, even for the Elves who remember the sorrows of the First Age.

Far above the Ephel Dúath in the West the night-sky was still dim and pale. There, peeping among the cloud-wrack above a dark tor high up in the mountains, Sam saw a white star twinkle for a while. The beauty of it smote his heart, as he looked up out of the forsaken land, and hope returned to him. For like a shaft, clear and cold, the thought pierced him that in the end the Shadow was only a small and passing thing: there was light and high beauty for ever beyond its reach. His song in the Tower had been defiance rather than hope; for then he was thinking of himself. Now, for a moment, his own fate, and even his master's, ceased to trouble him. He crawled back into the brambles and laid himself by Frodo's side, and putting away all fear he cast himself into a deep untroubled sleep.

(RK 6.ii.922)

Though more than six thousand years separate them, both Maglor and Sam understand that this Silmaril is 'secure from evil' and 'far beyond [the Shadow's] reach.'  It is this removal that allows its transformation into so potent a symbol of hope, as the evils attendant upon the continuing attempts of the sons of Fëanor to fulfill their oath amply demonstrate.  Moreover, the loss of the other two Silmarils in the sea and the earth balance the elevation of the first into the heavens, an outcome which in its context has more than a hint about it of something that was meant to be: 'And thus it came to pass that the Silmarils found their long homes: one in the airs of heaven, and one in the fires of the heart of the world, and one in the deep waters' (Silm 254).

Tolkien's wording here is of interest, as it so often is.  He calls the sky, the earth, and the sea, the 'long homes' of the jewels. 'Homes' of course tell us that they belong there, but the phrase 'long homes' evokes an image of the grave: 'because man goeth to his long home, and the mourners go about the streets' (Ecclesiastes 12:5 KJV). But this phrase, especially as Tolkien uses it in The Silmarillion, alludes not just to the grave, but to a home removed forever from the evils of this world in which 'all is vanity,' as the final, far more famous summation of Ecclesiastes 12 proclaims.

For the Silmarils were from their creation like the stars themselves -- 'even in the darkness of the deepest treasury the Silmarils of their own radiance shone like the stars of Varda' (Silm. 67) -- and 'Mandos foretold that the fates of Arda, earth, sea, and air, lay locked within them' (Silm. 67). Note the corresponding references to earth, sea, and air here and in the 'long homes' of the Silmarils quoted above. Indeed The Silmarillion even suggests that 'some shadow of foreknowledge came to [Fëanor] of the doom that drew near; and he pondered how the light of the Trees, the glory of the Blessed Realm, might be preserved imperishable' (Silm. 67).

Yet it is also true that no sooner were they made than they became objects of destructive interest. The heart of Fëanor, their maker, was 'fast bound' to them, and the terms in which he thought of them changed. What had been meant to preserve 'the glory of the Blessed Realm' now seems more about the glory of possession and the glory of Fëanor: 

for though at great feasts Fëanor would wear them, blazing on his brow, at other times they were guarded close, locked in the deep chambers of his hoard in Tirion. For Fëanor began to love the Silmarils with a greedy love, and grudged the sight of them to all save to his father and his seven sons; he seldom remembered now that the light within them was not his own.

(Silm. 69).

The reaction of Melkor to the Silmarils was not dissimilar. He lusted for them, 'and the very memory of their radiance was a gnawing fire in his heart' (67).  Just as he had once wished to possess the Light 'for himself alone' (31), and fell when he could not have it, so now, once he has succeeded in stealing them with Ungoliant's aid, he refuses to let her even see them, and 'name[s] them to [him]self for ever' (80). We need only recall that he, too, wore them, 'blazing on his brow', in the 'deep chambers' of Angband, which he never left but once before his final overthrow.  In Melkor's hands, as in Fëanor's, the situation of the Silmarils is precisely the opposite of what Sam and Maglor witness: the glory of the Silmarils is seen by only a few. Yet it is the evil of Fëanor's greedy love and Melkor's lust that make it possible for the Silmarils to become the greatest symbols of hope in Middle-earth. The evil is a felix culpa, through which Ilúvatar brings into being 'things more wonderful' and 'beauty not before conceived' (Silm. 17, 98).

Three passages, all of which recount similar moments, illuminate this transformation. In the first Fingon has come to Thangorodrim to rescue Maedhros.  Though the sight of Morgoth's realm leaves Fingon 'in despair', 'in defiance of the Orcs...he...sang a song of Valinor that the Noldor made of old' (Silm. 110). But Maedhros, whom Morgoth has hung from an inaccessible precipice far above, hears Fingon and sings back to him, revealing his location. Yet he remains in the grasp of evil beyond Fingon's reach. '[B]eing in anguish without hope' Maedhros asks Fingon to kill him with his bow; Fingon, 'seeing no better hope' prays to Manwë to guide his arrow. That Manwë responds by dispatching one of his eagles to help Fingon to rescue Maedhros -- though not without the sacrifice of his hand -- is inspiring and gratifying to reader and characters alike, but it also underscores the hopelessness of the Elves' unaided struggle to regain possession of the Silmarils. For the strength of Morgoth is such that 'no power of the Noldor would ever overthrow' it, as Fëanor himself saw 'with the foreknowledge of death' when he looked upon the towers of Thangorodrim (Silm. 107).

Ulmo's later words to Turgon, moreover, may be seen to offer commentary on the truth of this scene, if not on the scene itself. They allude to the lessons history offered -- the Silmarils, Fëanor's 'greedy love' for them, and the reckless, vengeful oath -- as well as prophesying that 'true hope' was something from beyond Middle-earth: 'love not too well the work of thy hands and the devices of thy heart; and remember that the true hope of the Noldor lieth in the West and cometh from the Sea' (Silm. 125). And, of course, the hope to which Ulmo alludes is the hope with which we began this essay, that embodied by Eärendil and his Silmaril.

In the second passage Beren lies imprisoned in Sauron's dungeon. Finrod has lost his contest of song against Sauron, and died saving Beren from a wolf.

In that hour Lúthien came, and standing upon the bridge that led to Sauron's isle she sang a song that no walls of stone could hinder. Beren heard, and he thought that he dreamed; for the stars shone above him, and in the trees nightingales were singing. And in answer he sang a song of challenge that he had made in praise of the Seven Stars, the Sickle of the Valar that Varda hung above the North as a sign for the fall of Morgoth. Then all strength left him and he fell down into darkness. 

But Lúthien heard his answering voice, and she sang then a song of greater power. The wolves howled, and the isle trembled.... 

(Silm. 174)

Finrod's defeat and death show once again that the solitary power of the Elves is insufficient to defeat the evil they face. Yet Sauron, who defeated Finrod by turning his song against him, does not contest the strength of Lúthien in songs of enchantment. Indeed the effect of her first song should remind us of Finrod's: hers leads Beren to see the stars shining and hear birds singing in the darkness of his prison cell, just as his conjured the sounds of birdsong in Nargothrond and of the sea sighing in Elvenhome (Silm. 171). Beren then defiantly sings a song of his own that invokes the promise of the Sickle of the Valar, a constellation set in the heavens by Varda as 'a sign of doom' for Morgoth (Silm. 48).  But Lúthien's second song shakes the entire island Sauron's tower stands upon. It also makes clear to Sauron that he is facing Lúthien, who is 'the daughter of Melian', and the power of whose song is famous, and he adopts a different strategy. Yet this also fails because Huan, the Hound of Valinor, is superior to all his strengths, whether gross or subtle (Silm. 175).  Sauron is vanquished and Lúthien's third song brings down the tower and sets Beren free. Almost every factor that gives hope against evil points beyond the sea to Valinor, to the Valar and Maiar rather than to the Elves.

But with Beren, the mortal, new elements are introduced.  For 'a great doom lay upon him' (Silm. 165), which leads him and Lúthien first to confront Sauron here and then Morgoth himself in Angband, where they win the Silmaril that their grand-daughter, Elwing gives to her husband, Eärendil. Until then, his attempts to reach Valinor to plead for help have been in vain, despite the fact he can speak for both Elves and Men, for those whose fate lies entirely within Arda and those whose fate lies beyond it. With it, he can pierce the veils that prevent anyone from reaching Valinor, to find that the Valar have been waiting for him. He is 'the looked for that cometh at unawares, the longed for that cometh beyond hope' (Silm. 248-49), to which Ulmo adds: 'for this he was born into the world' (249).

Just as Beren's doom allowed him to enter enchantment shrouded Doriath and then to achieve his quest to win a Silmaril, so Eärendil's fate drives him, by means of that same Silmaril, to reach hidden Valinor and achieve the hopes of Elves, Men, and Valar. Equally both of them must also pay a price: Beren loses his hand and his life, and Eärendil any possibility of ever returning to mortal lands. And the price they pay exceeds that which Maedhros paid because they are buying something far more precious, the hope that jealous possession of the Silmarils denies, whether it is moved by Melkor's lust or Fëanor's greedy love.

In the final passage Sam discovers the captive Frodo by singing in the tower of Cirith Ungol, just as Fingon had found Maedhros (RK 6.i.908-909). We have already seen this moment alluded to by Sam when a glimpse of Eärendil's star revealed to him that '[h]is song in the Tower had been defiance rather than hope; for then he was thinking of himself.'**  In this he was like Fingon at Thangorodrim, who sang in defiance of the orcs with no other purpose. Unlike Fingon, however, the song Sam sings is not one he knows of old or one that was written by another.  Rather 'words of his own came unbidden to fit the simple tune' (RK 6.1.908).  Yet, while Sam's defiant singing recalls Fingon's within the larger context of the legendarium, within the context of that part of the tale in which he finds himself his sudden inspiration recalls and contrasts his and Frodo's experiences crying out to Eärendil and Elbereth in their struggle against Shelob.

Frodo:

Seldom had he remembered it on the road, until they came to Morgul Vale, and never had he used it for fear of its revealing light. Aiya Eärendil Elenion Ancalima! he cried, and knew not what he had spoken; for it seemed that another voice spoke through his, clear, untroubled by the foul air of the pit.

(TT 4. ix.720)

and Sam:

Gilthoniel A Elbereth!

And then his tongue was loosed and his voice cried in a language which he did not know: 

A Elbereth Gilthoniel
o menel palan-diriel,
le nallon si di'nguruthos!
A tiro nin, Fanuilos!

(TT 4.x.729)

Sam's words and language in the tower are by contrast his own, and yet they come 'unbidden' by him. Given the inspired invocations of Elbereth and Eärendil we have just seen, some kind of external inspiration seems at work here, too. The light of the Silmaril, both in the star of Eärendil and captured in the phial of Galadriel, is indeed 'a light when all other lights go out'. It illuminates this part of Frodo and Sam's tale, from the moment on the stairs when they discuss the Tale of Beren and Lúthien and Sam makes the connection between it and the light of the star in the glass (TT 4.viii.712) until the moment when Sam sees the star itself (RK 6.ii.922). It repeatedly aids and inspires them to see beyond the darkness in which they find themselves otherwise nearly helpless. It is, as it were, a physical manifestation of that Power which speaks through them in a voice not their own and a language unknown to them, bringing them essential help from a world beyond their own.

The juxtaposition of the return of hope to Sam with his realization that his song had been defiance because 'then he was thinking of himself' (RK 6.ii.922) is also noteworthy. For it tells us something about the difference between the two in Tolkien's thought. Defiance, his explanation seems to say, thinks no farther than the self, but hope does. Which should perhaps remind us of Fëanor and his greedy, grudging 'love' of the Jewels: 'he seldom remembered now that the light within them was not his own' (Silm. 69). With Sam's epiphany in Mordor as he sees the star we may profitably compare the dying sight of Fëanor:

And looking out from the slopes of Ered Wethrin with his last sight he beheld far off the peaks of Thangorodrim, mightiest of the towers of Middle-earth, and knew with the foreknowledge of death that no power of the Noldor would ever overthrow them; but he cursed the name of Morgoth thrice, and laid it upon his sons to hold to their oath, and to avenge their father. 

(Silm. 107)

The Silmaril risen into the heavens reflects what Fëanor could have been, 'like' -- to borrow a phrase not without relevance -- 'a glass filled with a clear light for eyes to see that can' (FR 2.i.223). A remark made by the narrator of The Silmarillion is also of the greatest significance here: 'it may be that [Fëanor's] after deeds would have been other than they were', had he agreed to unlock the Silmarils so that Yavanna might thereby resuscitate the Two Trees (Silm. 79). For Fëanor would have had to renounce selfish possession of the Jewels, abandoning his 'greedy love' of them for ever, for the good of others.  As a result, we might almost describe them with the words of Maglor upon seeing the star rise for the first time and recognizing it for what it must be: 'its glory is seen now by many, and is yet secure from all evil' (Silm. 250). The same, of course, could be argued for Morgoth.

As we saw above, Mandos had prophesied that 'the fates of Arda ... lay locked' within the Jewels. The plural points to multiple possibilities, to good as well as evil, and here we have seen that the Silmarils, possessed or lusted after, led both Elves and Valar on to evil, but, once removed, led on to hope and the promise of deliverance from an evil that is ultimately transitory. Ilúvatar has brought forth still greater wonders, transforming the beauty of the Silmarils, terrible in its consequences when viewed selfishly, into the single most outstanding symbol of hope in Middle-earth.

Moreover, given Tolkien's identification of his Eärendil with Earendel in the poem Christ, whom Anglo-Saxons identified with John the Baptist,*** we may also see Eärendil as one who 'prepares the way of the Lord', though at a far greater remove than John the Baptist or any prophetic figure of the Old Testament. The salvation that Eärendil makes possible because, having two natures, he can speak for both Elves and Men, is by no means the same as the redemption that Christ, with his two natures, can enact. But the two resonate with each other, and thereby Tolkien evokes the intervention of the One in the woes of this world, an intervention necessarily foreseen since Middle-earth is our world. 

** The citation of this passage at RK App. A 1035 n. 5 shows that the star Sam sees is in fact the star of Eärendil.

*** I refer of course to the famous lines 'Éala Éarendel,    engla beorhtast / ofer middangeard     monnum sended' (Christ 1.104-05). The Blicking Homilies refer to John the Baptist as 'se níwa éorendel', 'the new Earendel.' One wonders how much influence that word 'new' had on Tolkien's thinking. 

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